Broker Check

Who Are We?

Experience. Guidance. Trust

We have been working closely with our clients to create laser-sharp strategies to pursue financial independence for two decades by providing them an independent platform. Our independence allows us not to be held ‘captive’ by proprietary products and/or traditional investment strategies. As independent advisors, we sit on the same side of the table with our clients. This allows us to have access to a larger group of possible products and services,  many company’s products and services and thus bring the best of the world to the table for our client’s needs; one stop, online access and one consolidated statement. This brings confidence to our clients. Our incentive is to keep our clients’ costs low, and help provide solutions available while seeking to build assets

Our Commitment: Our Client's Interest First

  • Our only priority is the financial success of our client
  • Independent advice, research, and open architecture platform
  • Disclose all facts / materials and act with due care and utmost good faith
  • Transparency of fees and cost

What Do We Do?

Our Focus: Your Financial Independence

We work with families to create a road map of what is most important to reach financial independence and comfort. We are committed to make ourselves available in times of need and prepare them for any unforeseen events.

Retirement Income, Investments, Taxes, College Education, Insurance, Estate and Trust Planning: the list of financial concerns and considerations facing you today is seemingly endless. And there are no easy answers. We are in the business of helping our clients meet all their financial challenges by using a total wealth management approach. Each area is important individually but managing them all collectively is one of the most important considerations in your overall financial success. Our approach can help you invest according to your goals, create retirement income reduce your exposure to taxes, address your asset protection needs, and provides a plan to successfully transfer your wealth to your children and grandchildren.

Our Strengths

  • Too many client-advisor relationships are based on sacrifice. Although many small firms are committed to building lasting relationships, many such companies simply do not offer the range of financial options that are available through a large multinational corporation. We believe that we have found the proper balance. Our size allows us to provide a  personal experience to all our clients. Through our relationship with LPL Financial services, we deliver the institutional support and the practicality you expect from a large  corporation; institutional strength with an individual focus.

  • Our independence is powered by the nation's largest independent broker/dealer LPL as reported by Financial Planning magazine 1996-2021. A full array of an independent research team and layers of due diligence goes into the portfolio building and strategies suggested to our clients. Serving more than 16,000 independent financial advisors across the nation, brings CONFIDENCE to our clients.

  • Our recommendation and strategies are driven by client’s goals and objectives, not by how the advisor is being compensated. There is no incentive or encouragement for us to recommend a portfolio that is not best suited for our client’s goal.

  • We provide full transparency of costs and have no incentive to purchase investments because of our no fee sharing arrangements. Our structure allows us to focus on our client interests.

  • We follow a  fiduciary duty and commitment to work in the best interest of the client.

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