Broker Check

(510) 252-0135

LinkedIn  YouTube  

Our Strengths

 Institutional Strength through an Individual Focus.

Too many client-advisor relationships are based on sacrifice. Although many small firms are committed to building lasting relationships, many such companies simply don't offer the range of financial options that are available through a large multinational corporation.

We believe that we have found the proper balance. Our size allows us to provide a uniquely personal experience to all of our clients. Through our relationship with LPL Financial , we deliver the institutional support and the practicality you expect from a large international corporation. Institutional strength through an individual focus. That is what we bring to all of our clients: It brings CONFIDENCE to our clients.

  • Our recommendations and strategies are driven by client’s goals and objectives not by how the advisor is being compensated. There is no incentive or encouragement for us to recommend a portfolio that is not best suited for our client’s goal. No Proprietary Products to Push

 

  • Our independence is powered by the nation’s largest independent broker/dealer LPL as reported by Financial Planning magazine 1996-2013 based on Total Revenue. Full array of an Independent research team and layers of due diligence goes into the portfolio building and strategies suggested to our clients. Serving more than 12,000 independent financial advisors and over 6,000 branches. It brings CONFIDENCE to our clients.
  • Being independent also allows us to have access to a larger group of possible products and services. We have access to virtually any company’s products and services and thus bring the best of the world to the table for our client’s needs, one stop, online access and one consolidated statement with the best at one place. It brings CONFIDENCE to our clients.

Our Commitment 

  • Only work in our client’s interest, our only priority is the financial FREEDOM of our client
  • Unbiased advice, Research and open architecture platform to put client’s goal first
  • Disclose all facts / materials and act with due care and utmost good faith
  • Periodic Measurement of our client’s plan against goals
  • Make ourselves available and responsive
  • Transparency of fees and cost

More about LPL

 

LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients’ wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best by helping their clients attain their financial goals and fulfill their dreams.

With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as:

  • Enabling technology
  • Comprehensive clearing and compliance services
  • Practice management programs and training
  • Independent research

Thousands of financial advisors nationwide rely on LPL Financial to help meet their clients’ financial needs. They do so by using the firm’s tools and resources that help them discover their clients’ priorities, dreams, and passions; analyze and develop financial plans that support every stage of their clients’ lives; and make product recommendations that put clients on the path to pursuing their goals.

For more information about LPL Financial, visit www.lpl.com.

* As reported in Financial Planning magazine 1996-2015, based on total revenues.

Additional Information